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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-02-21
TX RA APPROVED 2024-02-21
  • IN RA
    APPROVED
    Since 2024-02-21
  • TX RA
    APPROVED
    Since 2024-02-21

Branch Locations

10550 Broadway, Crown Point, IN 46307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Crown Point IN 01/2023 Present
Peoples Bank Munster IN 02/2014 01/2023
Other Businesses

Indiana Secretary of State; 200 W. Washington St, Indianapolis, IN 46204; Notary Public; Notarize Documents; 9/1/22; 4 hr/yr; During Securities Trading Hours; Not Investment Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-21
  • S66 Uniform Combined State Law Examination
    2024-02-21
Other Names
  • Cara Lieser

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Crown Point, IN

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