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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-08-14 |
Branch Locations
2710 E Camelback Rd, Ste 1000, Phoenix, AZ 85016 • United States
8349 W Bell Rd, Peoria, AZ 85382 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fargo Public Schools | Fargo | ND | 08/2014 | 05/2020 |
| Thorsteinson & Sons Construction Co | Fargo | ND | 05/2020 | 09/2020 |
| North Dakota State University | Fargo | ND | 08/2020 | 12/2023 |
| 46 North Landscaping | Fargo | ND | 05/2021 | 05/2023 |
| Bell Bank | Fargo | ND | 11/2021 | 04/2023 |
| Northwestern Mutual | Minneapolis | MN | 05/2023 | 08/2023 |
| Bell Bank | Peoria | AZ | 01/2024 | Present |
| Lpl Financial Llc. | Peoria | AZ | 01/2024 | Present |
1. 02/14/2025- Bell Investments- DBA for LPL Business (entity for LPL business) INV REL- AT REPORTED BUSINESS LOCATION (S)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-12 |
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