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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-09-23
  • NC RA
    APPROVED
    Since 2025-09-23

Branch Locations

223 Weston Parkway, Cary, NC 27513 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Greensboro NC 01/2023 08/2025
Ups Raleigh NC 11/2022 01/2023
Orchard Brokerage Raleigh NC 04/2022 11/2022
Redfin Raleigh NC 05/2021 04/2022
Target Wilson NC 08/2020 05/2021
Modern Woodmen Financial Greensboro NC 08/2019 07/2020
Sams Xpress Car Wash Llc Rocky Mount NC 06/2020 02/2021
Shipt Inc. Birmingham AL 01/2019 Present
Aaa- Carolinas Greensboro NC 12/2019 06/2020
Tidal Wave Auto Spa Greensboro NC 06/2017 03/2022
University Of North Carolina At Greensboro Greensboro NC 08/2015 12/2019
Hendrick Gm Southpoint Durham NC 04/2021 05/2021
121Mentoring Greensboro NC 02/2018 03/2019
New Western Llc Greensboro NC 09/2021 11/2021
Fidelity Investments Boston MA 03/2025 08/2025
Charles Schwab Cary NC 08/2025 Present
Redfin Morrisville NC 12/2023 08/2025
Charles Schwab Bank Cary NC 08/2025 Present
  • 01/2023 → 08/2025
    Fidelity Investments
    Greensboro, NC
  • 11/2022 → 01/2023
    Ups
    Raleigh, NC
  • 04/2022 → 11/2022
    Orchard Brokerage
    Raleigh, NC
  • 05/2021 → 04/2022
    Redfin
    Raleigh, NC
  • 08/2020 → 05/2021
    Target
    Wilson, NC
  • 08/2019 → 07/2020
    Modern Woodmen Financial
    Greensboro, NC
  • 06/2020 → 02/2021
    Sams Xpress Car Wash Llc
    Rocky Mount, NC
  • 01/2019 → Present
    Shipt Inc.
    Birmingham, AL
  • 12/2019 → 06/2020
    Aaa- Carolinas
    Greensboro, NC
  • 06/2017 → 03/2022
    Tidal Wave Auto Spa
    Greensboro, NC
  • 08/2015 → 12/2019
    University Of North Carolina At Greensboro
    Greensboro, NC
  • 04/2021 → 05/2021
    Hendrick Gm Southpoint
    Durham, NC
  • 02/2018 → 03/2019
    121Mentoring
    Greensboro, NC
  • 09/2021 → 11/2021
    New Western Llc
    Greensboro, NC
  • 03/2025 → 08/2025
    Fidelity Investments
    Boston, MA
  • 08/2025 → Present
    Charles Schwab
    Cary, NC
  • 12/2023 → 08/2025
    Redfin
    Morrisville, NC
  • 08/2025 → Present
    Charles Schwab Bank
    Cary, NC
Previous Registrations
  • 2025-03-31 → 2025-08-25
    Raleigh, NC
    Apex, NC
    Greensboro, NC
    Rocky Mount, NC
    Boston, MA
  • 2023-08-03 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Greensboro, NC
Other Businesses

1) Shipt | Investment Related:No|420 20th St N #100|Personal/Household Services|Shopper|2019-01-01|Less than 20|0|I shop customer orders from places such as Target & Harris Teeter, and deliver the items directly to the customer at their residence.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-29
S63 Uniform Securities Agent State Law Examination 2023-05-27
  • S66 Uniform Combined State Law Examination
    2023-06-29
  • S63 Uniform Securities Agent State Law Examination
    2023-05-27
Other Names
  • Mallik Antonio Lewis

View on SEC IAPD

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