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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-12-01
  • PA RA
    APPROVED
    Since 2022-12-01

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Dubois, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Pittsburgh PA 06/2016 07/2017
Bb&T Investments State College PA 07/2017 04/2018
Bb&T Securities, Llc State College PA 01/2018 04/2018
Unemployed Dubois PA 04/2018 06/2018
First Commonwealth Bank Dubois PA 06/2018 10/2018
Infinex Investments, Inc. Dubois PA 06/2018 10/2018
Gwfs Equities Inc Harrisburg PA 10/2018 07/2022
Advised Assets Group Llc Greenwood Village CO 10/2018 07/2022
Lpl Financial Llc Harrisburg PA 07/2022 10/2022
Pennsylvania State Employees Credit Union Harrisburg PA 07/2022 10/2022
Empower Financial Services, Inc. Franklinville NJ 10/2022 Present
  • 06/2016 → 07/2017
    Pittsburgh, PA
  • 07/2017 → 04/2018
    Bb&T Investments
    State College, PA
  • 01/2018 → 04/2018
    Bb&T Securities, Llc
    State College, PA
  • 04/2018 → 06/2018
    Unemployed
    Dubois, PA
  • 06/2018 → 10/2018
    First Commonwealth Bank
    Dubois, PA
  • 06/2018 → 10/2018
    Infinex Investments, Inc.
    Dubois, PA
  • 10/2018 → 07/2022
    Gwfs Equities Inc
    Harrisburg, PA
  • 10/2018 → 07/2022
    Advised Assets Group Llc
    Greenwood Village, CO
  • 07/2022 → 10/2022
    Harrisburg, PA
  • 07/2022 → 10/2022
    Pennsylvania State Employees Credit Union
    Harrisburg, PA
  • 10/2022 → Present
    Empower Financial Services, Inc.
    Franklinville, NJ
Previous Registrations
  • 2022-07-25 → 2022-11-25
    Harrisburg, PA
  • 2018-10-19 → 2022-07-19
    Du Bois, PA
    Greenwood Village, CO
  • 2018-06-18 → 2018-09-26
    Dubois, PA
    Weedville, PA
    St.MArys, PA
    Dubois, PA
  • 2018-01-02 → 2018-04-06
    Bb&T Securities, Llc
    Charlotte, NC
    Allentown, PA
    State College, PA
    State College, PA
  • 2017-07-03 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Allentown, PA
    Sunbury, PA
    Muncy, PA
    Sunbury, PA
    State College, PA
    State College, PA
  • 2016-09-07 → 2017-06-26
    Monroeville, PA
    Pittsburgh, PA
    State College, PA
    Indiana, PA
    Burnham, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-06
S63 Uniform Securities Agent State Law Examination 2007-09-10
  • S65 Uniform Investment Adviser Law Examination
    2016-09-06
  • S63 Uniform Securities Agent State Law Examination
    2007-09-10
Designations
  • Certified Financial Planner

View on SEC IAPD

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