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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2025-01-13
NM RA APPROVED 2022-02-02
AZ RA APPROVED 2022-02-01
CO RA APPROVED 2022-01-21
  • HI RA
    APPROVED
    Since 2025-01-13
  • NM RA
    APPROVED
    Since 2022-02-02
  • AZ RA
    APPROVED
    Since 2022-02-01
  • CO RA
    APPROVED
    Since 2022-01-21

Branch Locations

4374 Kukui Grove St. Suite 103, Lihue, HI 96766 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Englewood CO 03/2013 01/2020
State Farm Insurance Englewood CO 03/2013 01/2020
State Farm Insurance Prescott AZ 06/2020 02/2025
State Farm Vp Management Corp Prescott AZ 06/2020 02/2025
State Farm Insurance Highlands Ranch CO 01/2020 06/2020
State Farm Vp Management Corp Highlands Ranch CO 01/2020 06/2020
Adam Smith Insurance Agency Lihue HI 03/2025 Present
State Farm Investment Management Corp Lihue HI 03/2025 Present
State Farm Vp Management Lihue HI 03/2025 Present
State Farm Investment Management Corp Prescott AZ 01/2022 02/2025
  • 03/2013 → 01/2020
    State Farm Vp Management Corp.
    Englewood, CO
  • 03/2013 → 01/2020
    State Farm Insurance
    Englewood, CO
  • 06/2020 → 02/2025
    State Farm Insurance
    Prescott, AZ
  • 06/2020 → 02/2025
    State Farm Vp Management Corp
    Prescott, AZ
  • 01/2020 → 06/2020
    State Farm Insurance
    Highlands Ranch, CO
  • 01/2020 → 06/2020
    State Farm Vp Management Corp
    Highlands Ranch, CO
  • 03/2025 → Present
    Adam Smith Insurance Agency
    Lihue, HI
  • 03/2025 → Present
    Lihue, HI
  • 03/2025 → Present
    State Farm Vp Management
    Lihue, HI
  • 01/2022 → 02/2025
    Prescott, AZ
Other Businesses

1) Adam Smith's Insurance Agency; Investment-related; 4374 Kukui Grove St Suite 103 Lihue, HI 96766-; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 03/01/2025; 80; 80; Service customers and supervise employees 2) Adam Smith (Personally Owned Real Estate); Investment-related; 110 War Bow Ruidoso, NM 88345; Investment or Commercial Property; Owner; none; 4/1/2022; 2; 0; Duties 3) Adam Smith - Property #2 (Personally Owned Real Estate); Investment-related; 125 Fern Trl Ruidoso, NM 88345; Investment or Commercial Property; Owner; none; 4/5/2023; 5; 0; Duties

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-08-05
  • S63 Uniform Securities Agent State Law Examination
    2006-08-05
Designations

View on SEC IAPD

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