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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2020-05-01 |
Branch Locations
2970 Kele St, Suite 112C, Lihue, HI 96766 • United States
500 Ala Moana Blvd, Ste 7400, Honolulu, HI 96813 • United States
Aiea, HI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Honolulu | HI | 09/2005 | 05/2020 |
| Lpl Financial, Llc | Lihue | HI | 05/2020 | Present |
1. 05/01/2016 - ARIEL OASAY/ OTHER - NOTARY/ INVESTMENT RELATED/ 0%/ HONOLULU, HI 2. 7/6/2020 - Ariel B Oasay - DBA: Metier Pacific Private Wealth Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/29/2020 - 160 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-07-22 |
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