Best Investors Account Sign in

Jordan Wall Swann

Wells Fargo Advisors Financial Network, LLC

Leland, NC

Claim This Profile
Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-02-17
  • NC RA
    APPROVED
    Since 2023-02-17

Branch Locations

503 Olde Waterford Way Ste 200, Leland, NC 28451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Leland NC 01/2023 Present
Live Oak Bank Wilmington NC 01/2015 12/2022
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-17
  • S66 Uniform Combined State Law Examination
    2023-02-17

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
D.A. DAVIDSON & CO.
TILIA FIDUCIARY PARTNERS, INC.
LPL ENTERPRISE, LLC
SHAMROCK FINANCIAL SERVICES

Other Investors

ROSWELL JONATHAN TYLER STEADMAN
BRITTANY ANNE WHITE
AARON CARROLL TALLEY
CHRISTIE BEAULIEU RUNSKI
Angela L Bodinus
Sierra C Brown
FRANKLIN ARTHUR ROUSE
JONATHAN MURRAY TAIT

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · LELAND, NC
EDWARD JONES · Leland, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Leland, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Leland, NC
D.A. DAVIDSON & CO. · Leland, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Leland, NC
EDWARD JONES · LELAND, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WILMINGTON, NC

More in Leland, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor