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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-11-10 |
| NC | RA | APPROVED | 2023-02-01 |
Branch Locations
503 Olde Waterford Way Ste 200, Leland, NC 28451 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Leland | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Leland | NC | 11/2016 | 01/2023 |
| Wells Fargo Advisors Financial Network, Llc | Leland | NC | 01/2023 | Present |
THE VINE GROUP INC., INV RELATED, LELAND, NC, 100% OWNERSHIP, START 10/28/2022, 100 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE. TOWN OF LELAND, NC; NOT INV RELATED;LELAND,NC; COMMITTEE MEMBER;% OWNERSHIP; START DATE: 07/09/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 2004-05-07 |
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