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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-05-06 |
| TX | RA | APPROVED | 2026-04-27 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 02/2023 | 01/2026 |
| Culver Educational Foundation | Culver | IN | 02/2014 | 10/2017 |
| Coldwell Banker | Plymouth | IN | 06/2017 | 10/2017 |
| Unemployed | Glendale | AZ | 10/2017 | 12/2017 |
| Unity Hospice | Mesa | AZ | 04/2021 | 03/2022 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 03/2026 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 03/2026 | Present |
| International School Of Ministry | Dallas | TX | 08/2017 | 05/2022 |
| Self-Employed | Surprise | AZ | 01/2018 | 03/2018 |
| Self-Employed | Surprise | AZ | 03/2018 | 05/2018 |
| Self-Employed | Surprise | AZ | 05/2018 | 07/2020 |
| Self-Employed | Surprise | AZ | 07/2020 | 02/2023 |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 04/2026 | Present |
| Self-Employed | Surprise | AZ | 07/2026 | Present |
NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS: CULVER, IN NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 8/2021 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY NAME OF BUSINESS: REAL ESTATE LICENSE INVESTMENT-RELATED ADDRESS: SURPRISE, AZ NATURE OF BUSINESS: REAL ESTATE LICENSE POSITION: N/A START DATE: 06/2017 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT RELATED ADDRESS: SURPRISE, AZ NATURE OF BUSINESS: TRANSPORTATION POSITION: CONTRACTED WITH UBER START DATE: 07/2026 APPROXIMATE HOURS/MONTH: 20 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DRIVER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-30 |
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