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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-05-27
  • IL RA
    APPROVED
    Since 2025-05-27

Branch Locations

3923 West 95Th Street, Evergreen Park, IL 60805 • United States

15321 S 94Th Ave Ste 100, Orland Park, IL 60462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chicago Police Department Chicago IL 11/2010 03/2022
Midwest Equity Oakbrook Terrace IL 07/2021 01/2023
The Mortgage Exchange Chicago IL 01/2023 Present
Megent Financial Chicago IL 08/2023 Present
Cetera Advisors Llc St Cloud MN 01/2023 09/2023
Cetera Advisors Llc St Cloud MN 09/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 05/2025 Present
  • 11/2010 → 03/2022
    Chicago Police Department
    Chicago, IL
  • 07/2021 → 01/2023
    Midwest Equity
    Oakbrook Terrace, IL
  • 01/2023 → Present
    The Mortgage Exchange
    Chicago, IL
  • 08/2023 → Present
    Megent Financial
    Chicago, IL
  • 01/2023 → 09/2023
    Cetera Advisors Llc
    St Cloud, MN
  • 09/2023 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 05/2025 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: MEGENT FINANCIAL , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 20, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: THE MORTGAGE EXCHANGE. INVESTMENT RELATED: NO, ADDRESS: 3153 W 111TH ST, CHICAGO, IL 60655 NATURE OF BUSINESS: MORTGAGE SERVICES, START DATE: 01/2023, POSITION/TITLE/RELATIONSHIP: MORTGAGE LOAN ORIGINATOR, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 20, BRIEF DESCRIPTION OF DUTIES: OFFERS CONVENTIONAL, FHA, VA PURCHASE AND REFINANCE PRODUCT LOANS: 3. NAME OF OTHER BUSINESS: HEALY HOLDINGS, LLC; INVESTMENT RELATED: NO; ADDRESS: 10742 S DRAKE AVE CHICAGO, IL 60655; NATURE OF BUSINESS: SHORT TERM VACATION RENTAL; START DATE: 07/2024; POSITION/TITLE/RELATIONSHIP: PART OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SHORT TERM VACATION RENTAL PROPERTY;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-14
S63 Uniform Securities Agent State Law Examination 2024-12-10
  • S65 Uniform Investment Adviser Law Examination
    2025-02-14
  • S63 Uniform Securities Agent State Law Examination
    2024-12-10

View on SEC IAPD

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