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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-05-27 |
Branch Locations
3923 West 95Th Street, Evergreen Park, IL 60805 • United States
15321 S 94Th Ave Ste 100, Orland Park, IL 60462 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chicago Police Department | Chicago | IL | 11/2010 | 03/2022 |
| Midwest Equity | Oakbrook Terrace | IL | 07/2021 | 01/2023 |
| The Mortgage Exchange | Chicago | IL | 01/2023 | Present |
| Megent Financial | Chicago | IL | 08/2023 | Present |
| Cetera Advisors Llc | St Cloud | MN | 01/2023 | 09/2023 |
| Cetera Advisors Llc | St Cloud | MN | 09/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 05/2025 | Present |
1. NAME OF OTHER BUSINESS: MEGENT FINANCIAL , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 20, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: THE MORTGAGE EXCHANGE. INVESTMENT RELATED: NO, ADDRESS: 3153 W 111TH ST, CHICAGO, IL 60655 NATURE OF BUSINESS: MORTGAGE SERVICES, START DATE: 01/2023, POSITION/TITLE/RELATIONSHIP: MORTGAGE LOAN ORIGINATOR, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 20, BRIEF DESCRIPTION OF DUTIES: OFFERS CONVENTIONAL, FHA, VA PURCHASE AND REFINANCE PRODUCT LOANS: 3. NAME OF OTHER BUSINESS: HEALY HOLDINGS, LLC; INVESTMENT RELATED: NO; ADDRESS: 10742 S DRAKE AVE CHICAGO, IL 60655; NATURE OF BUSINESS: SHORT TERM VACATION RENTAL; START DATE: 07/2024; POSITION/TITLE/RELATIONSHIP: PART OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SHORT TERM VACATION RENTAL PROPERTY;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 2024-12-10 |
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