James Patrick Cotter

Current Employers

Employment History

• 11/1996 → 10/2017
  Farmers
  Chicago, IL
• 09/2000 → 10/2017
  Farmers Financial Solutions, Llc
  Simi Valley, CA
• 05/2006 → Present
  Chicago Fire Department
  Chicago, IL
• 11/2017 → 11/2022
  Woodbury Financial Services Inc
  Burr Ridge, IL
• 01/2023 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: MEGENT FINANCIAL, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2022, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 20, APX NUMBER OF HOURS DURING TRADING HOURS: 20, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: CHICAGO FIRE DEPARTMENT, INVESTMENT RELATED: NO, ADDRESS: 3510 S MICHIGAN AVE, FLOOR 2, CHICAGO, IL, 60653, NATURE OF BUSINESS: FIRE & EMS SERVICES, START DATE: 5/2006 POSITION/TITLE/RELATIONSHIP: ENGINEER/EMT, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 16, BRIEF DESCRIPTION OF DUTIES: FIRE ENGINEER AND EMERGENCY MEDICAL TECHNICIAN; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE:05/2025, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, AND LONG-TERM CARE;

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-02-03
• S63 Uniform Securities Agent State Law Examination
  2000-08-22

Other Names

• Jim Cotter
• James P. Cotter