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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-29 |
| IL | RA | APPROVED | 2023-03-27 |
| WA | RA | APPROVED | 2023-03-27 |
Branch Locations
201 West North River Drive Suite 200, Spokane, WA 99201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kainos | Glen Carbon | IL | 03/2021 | 01/2023 |
| Mercy Housing Incorporated | Denver | CO | 09/2018 | 03/2021 |
| Comcast Technology Solutions | Denver | CO | 06/2017 | 08/2018 |
| Mercy Housing Incorporated | Denver | CO | 01/2015 | 06/2017 |
| Stifel | Spokane | WA | 01/2023 | Present |
1. Smalltown Spokane Podcast; 1712 E. 60th Ave Spokane WA 99223; Podcast - our goal is to provide local leaders and business owners an opportunity to share their stories; Podcast host; I will be co-host of the show with my brother-in-law; 09/01/2025; 4 hrs/month; Not during security trading hours; Not Investment-Related 2. Spokane Business Association; PO Box 4132 Spokane, WA 99220; Spokane Business Association advocates for businesses, connecting leaders with policymakers to represent and advance interests; Member of the Board of Regents; Attend quarterly board meetings and participate in those meetings. These meetings are mostly informational but from time to time there are opportunities to weigh in on what SBA is doing and pursuing; 06/18/2026; 2hrs/qtr; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-24 |
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