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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-06-06
  • RI RA
    APPROVED
    Since 2025-06-06

Branch Locations

117 Metro Center Blvd Suite 2006, Warwick, RI 02886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Providence RI 01/2023 05/2025
Webster Bank Na Warwick RI 03/2022 10/2022
Bed Bath And Beyond Warwick RI 02/2020 02/2022
Bryant University Smithfield RI 09/2018 12/2021
New England Union Company West Warwick RI 11/2017 08/2018
West Warwick High School West Warwick RI 09/2014 06/2018
Osaic Warwick RI 05/2025 Present
  • 01/2023 → 05/2025
    Providence, RI
  • 03/2022 → 10/2022
    Webster Bank Na
    Warwick, RI
  • 02/2020 → 02/2022
    Bed Bath And Beyond
    Warwick, RI
  • 09/2018 → 12/2021
    Bryant University
    Smithfield, RI
  • 11/2017 → 08/2018
    New England Union Company
    West Warwick, RI
  • 09/2014 → 06/2018
    West Warwick High School
    West Warwick, RI
  • 05/2025 → Present
    Osaic
    Warwick, RI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-05
  • S66 Uniform Combined State Law Examination
    2024-12-05

View on SEC IAPD

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