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Sophia Newbury Berglund

Peak Asset Management, LLC

Louisville, CO

Louisville, CO

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Current Employers
Peak Asset Management, Llc

1371 E. Hecla Drive Suite A, Louisville, CO 80027 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-01-20
TX RA APPROVED 2023-01-20
  • CO RA
    APPROVED
    Since 2023-01-20
  • TX RA
    APPROVED
    Since 2023-01-20

Branch Locations

1371 E. Hecla Drive, Louisville, CO 80027 • United States

1371 E. Hecla Drive Suite A, Louisville, CO 80027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Peak Asset Management Louisville CO 04/2022 Present
Mercer Advisors Boulder CO 01/2021 04/2022
Raisa Energy Denver CO 04/2016 05/2020
Unemployed Boulder CO 06/2020 12/2020
  • 04/2022 → Present
    Peak Asset Management
    Louisville, CO
  • 01/2021 → 04/2022
    Mercer Advisors
    Boulder, CO
  • 04/2016 → 05/2020
    Raisa Energy
    Denver, CO
  • 06/2020 → 12/2020
    Unemployed
    Boulder, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-21
  • S65 Uniform Investment Adviser Law Examination
    2022-12-21
Other Names
  • Sophia Newbury Berglund
  • Sophia Sims Newbury

View on SEC IAPD

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