Sophia Newbury Berglund

Employer firm

Peak Asset Management, LLC CRD 106944

$1.01B regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2022 → Present
  Peak Asset Management
  Louisville, CO
• 01/2021 → 04/2022
  Mercer Advisors
  Boulder, CO
• 04/2016 → 05/2020
  Raisa Energy
  Denver, CO
• 06/2020 → 12/2020
  Unemployed
  Boulder, CO

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-12-21

Other Names

• Sophia Newbury Berglund
• Sophia Sims Newbury