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Kristin Ann Baker

Cordis Financial, LLC

Minneapolis, MN

CRD 7688710

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Employer firm

Cordis Financial, LLC CRD 294766

$361M regulatory AUM 12 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Cordis Financial, Llc

3001 Broadway Street Ne Suite 100, Minneapolis, MN 55413 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-01-31
  • MN RA
    APPROVED
    Since 2023-01-31

Branch Locations

3001 Broadway Street Ne Suite 100, Minneapolis, MN 55413 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cordis Financial, Llc Minneapolis MN 01/2023 Present
Pine Grove Financial Group Minnetonka MN 10/2021 09/2022
Unemployed Wayzata MN 09/2022 01/2023
Unemployed Wayzata MN 08/2019 10/2021
White Oaks Wealth Advisors Minneapolis MN 07/2018 08/2019
Wells Fargo Bank Minneapolis MN 09/2005 07/2018
  • 01/2023 → Present
    Cordis Financial, Llc
    Minneapolis, MN
  • 10/2021 → 09/2022
    Pine Grove Financial Group
    Minnetonka, MN
  • 09/2022 → 01/2023
    Unemployed
    Wayzata, MN
  • 08/2019 → 10/2021
    Unemployed
    Wayzata, MN
  • 07/2018 → 08/2019
    White Oaks Wealth Advisors
    Minneapolis, MN
  • 09/2005 → 07/2018
    Wells Fargo Bank
    Minneapolis, MN
Designations
  • Certified Financial Planner
Other Names
  • Kristin Ann Palm

View on SEC IAPD

Nearby Firms

HAYS FINANCIAL GROUP, LLC
THRIVENT ASSET MANAGEMENT, LLC
THRIVENT PRIVATE INVESTMENTS

Nearby Investors

Matthew William Hogan
GREGORY ALAN KLEIN
Bryon Andrew Eggan

Nearby Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN

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