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Stephen Paavola

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Huntersville, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-22
NC RA APPROVED 2024-10-09
  • TX RA
    APPROVED
    Since 2024-10-22
  • NC RA
    APPROVED
    Since 2024-10-09

Branch Locations

8015 W Kenton Cir, Huntersville, NC 28078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2023 09/2024
Northwestern Mutual Huntersville NC 01/2023 10/2023
Unemployed Huntersville NC 09/2022 01/2023
Lewis Tree Service West Henrietta NY 07/2017 09/2022
United States Army Fort Hood TX 07/2009 08/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Huntersville NC 09/2024 Present
Syracuse University Huntersville NC 08/2021 05/2023
Bank Of America, N.A. Huntersville NC 11/2024 Present
Bank Of America, N.A. Huntersville NC 08/2025 Present
  • 11/2023 → 09/2024
    Edward Jones
    St Louis, MO
  • 01/2023 → 10/2023
    Northwestern Mutual
    Huntersville, NC
  • 09/2022 → 01/2023
    Unemployed
    Huntersville, NC
  • 07/2017 → 09/2022
    Lewis Tree Service
    West Henrietta, NY
  • 07/2009 → 08/2017
    United States Army
    Fort Hood, TX
  • 09/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Huntersville, NC
  • 08/2021 → 05/2023
    Syracuse University
    Huntersville, NC
  • 11/2024 → Present
    Bank Of America, N.A.
    Huntersville, NC
  • 08/2025 → Present
    Bank Of America, N.A.
    Huntersville, NC
Previous Registrations
  • 2024-03-04 → 2024-10-04
    Edward Jones
    Huntersville, NC
    St Louis, MO
    Mooresville, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-10
  • S66 Uniform Combined State Law Examination
    2024-01-10
Other Names
  • Stephen Paavola
  • Stephen D Paavola
  • Stephen Daniel Paavola

View on SEC IAPD

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Other Offices

CORNERSTONE WEALTH · HUNTERSVILLE, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Huntersville, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Huntersville, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Hunterville, NC
CORNERSTONE WEALTH · Huntersville, NC
AMERIPRISE FINANCIAL SERVICES, LLC · Huntersville, NC
MML INVESTORS SERVICES, LLC · Huntersville, NC
RAYMOND JAMES & ASSOCIATES, INC. · HUNTERSVILLE, NC

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