Stephen Paavola

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2023 → 09/2024
  Edward Jones
  St Louis, MO
• 01/2023 → 10/2023
  Northwestern Mutual
  Huntersville, NC
• 09/2022 → 01/2023
  Unemployed
  Huntersville, NC
• 07/2017 → 09/2022
  Lewis Tree Service
  West Henrietta, NY
• 07/2009 → 08/2017
  United States Army
  Fort Hood, TX
• 09/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Huntersville, NC
• 08/2021 → 05/2023
  Syracuse University
  Huntersville, NC
• 11/2024 → Present
  Bank Of America, N.A.
  Huntersville, NC
• 08/2025 → Present
  Bank Of America, N.A.
  Huntersville, NC

Previous Registrations

• 2024-03-04 → 2024-10-04
  Edward Jones
  Huntersville, NC
  St Louis, MO
  Mooresville, NC

Exams

• S66 Uniform Combined State Law Examination
  2024-01-10

Other Names

• Stephen Paavola
• Stephen D Paavola
• Stephen Daniel Paavola