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Terrence Scott Ransom

Vanguard Advisers, Inc.

Scottsdale, AZ

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2019-10-03
TX RA APPROVED_RES 2019-10-01
  • AZ RA
    APPROVED
    Since 2019-10-03
  • TX RA
    APPROVED_RES
    Since 2019-10-01

Branch Locations

14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wilbanks Securities, Inc. Oklahoma City OK 06/2012 05/2017
Wilbanks Securities Advisory Oklahoma City OK 06/2012 05/2017
Gradient Securities, Llc Arden Hills MN 05/2017 05/2018
Ransom Financial Wealth, Llc Chandler AZ 08/2014 12/2017
The Vanguard Group, Inc. Scottsdale AZ 06/2018 Present
Grand Canyon University Phoenix AZ 03/2018 Present
Walden University Minneapolis MN 12/2013 08/2017
  • 06/2012 → 05/2017
    Wilbanks Securities, Inc.
    Oklahoma City, OK
  • 06/2012 → 05/2017
    Wilbanks Securities Advisory
    Oklahoma City, OK
  • 05/2017 → 05/2018
    Arden Hills, MN
  • 08/2014 → 12/2017
    Ransom Financial Wealth, Llc
    Chandler, AZ
  • 06/2018 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 03/2018 → Present
    Grand Canyon University
    Phoenix, AZ
  • 12/2013 → 08/2017
    Walden University
    Minneapolis, MN
Previous Registrations
  • 2017-05-12 → 2017-12-31
    Arden Hills, MN
    Arden Hills, MN
    Scottsdale, AZ
    Chandler, AZ
  • 2013-08-13 → 2017-06-12
    Wilbanks Securities Advisory
    Chandler, AZ
    Oklahoma City, OK
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: GRAND CANYON UNIVERSITY NON-INVESTMENT RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: EDUCATION POSITION: FACULTY/TEACHER START DATE: 03/2018 APPROXIMATE HOURS/MONTH: 60 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ADJUNCT FACULTY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-09
  • S66 Uniform Combined State Law Examination
    2013-08-09
Other Names
  • Terry S Ransom
  • Terrence Scott Ransom
  • Terrence Ransom

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