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Divya Rajan

LPl Enterprise, LLC

Fairfield, CT

Shelton, CT

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-11-14
  • CT RA
    APPROVED
    Since 2024-11-14

Branch Locations

Fairfield, CT • United States

1 Corporate Drive Suite 205, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Shelton CT 11/2022 03/2023
Numreceipt Atlanta GA 05/2019 07/2020
Homemaker Fairfield CT 08/2020 10/2022
Margaret Redlich's Blog Stamford CT 06/2018 11/2018
Homemaker Stamford CT 11/2018 04/2019
Homemaker Stamford CT 04/2012 06/2018
Pruco Securities Llc Shelton CT 05/2023 11/2024
The Prudential Insurance Company Of America Shelton CT 06/2023 Present
Lpl Enterprise, Llc Shelton CT 11/2024 Present
  • 11/2022 → 03/2023
    Pruco Securities Llc
    Shelton, CT
  • 05/2019 → 07/2020
    Numreceipt
    Atlanta, GA
  • 08/2020 → 10/2022
    Homemaker
    Fairfield, CT
  • 06/2018 → 11/2018
    Margaret Redlich's Blog
    Stamford, CT
  • 11/2018 → 04/2019
    Homemaker
    Stamford, CT
  • 04/2012 → 06/2018
    Homemaker
    Stamford, CT
  • 05/2023 → 11/2024
    Pruco Securities Llc
    Shelton, CT
  • 06/2023 → Present
    The Prudential Insurance Company Of America
    Shelton, CT
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Shelton, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-26
  • S66 Uniform Combined State Law Examination
    2023-04-26

View on SEC IAPD

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PAUL JOHN DEARCE
MICHAEL BRADEN GOLEMBIESKY
David Kenneth Galuskin

Other Offices

HERBERT J. SIMS CAPITAL MANAGEMENT, INC. · FAIRFIELD, CT
MONECO ADVISORS · FAIRFIELD, CT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fairfield, CT
MONECO ADVISORS · FAIRFIELD, CT
JANNEY MONTGOMERY SCOTT LLC · Fairfield, CT
EDGEWOOD CAPITAL ADVISORS, LLC · SOUTHPORT, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Southport, CT
DAYMARK WEALTH PARTNERS, LLC · Southport, CT

More in Fairfield, CT

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