Shannon Haeson Kim

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2023 → Present
  The Vanguard Group, Inc
  Scottsdale, AZ
• 11/2022 → 12/2022
  American Income Life Insurance
  Waco, TX
• 04/2019 → Present
  Sizzle Korean Barbecue
  Phoenix, AZ
• 09/2021 → 02/2022
  Statefarm Insurance
  Tempe, AZ
• 06/2017 → 03/2019
  Target
  Glendale, AZ
• 08/2016 → 05/2017
  Brookdale Senior Living Solutions
  Sun City, AZ
• 08/2017 → 05/2021
  Arizona State University
  Glendale, AZ
• 08/2013 → 05/2017
  Ironwood Highschool
  Glendale, AZ
• 02/2023 → Present
  Vanguard Marketing Corporation
  Scottsdale, AZ
• 04/2026 → Present
  Vanguard Advisers, Inc.
  Scottsdale, AZ

Other Businesses

NAME OF BUSINESS: SIZZLE KOREAN BARBECUE NON-INVESTMENT RELATED ADDRESS (CITY/STATE): PHOENIX, AZ NATURE OF BUSINESS: RESTAURANT POSITION: SERVER START DATE (MONTH/YEAR): 04/2019 APPROXIMATE HOURS PER MONTH: 30 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: TAKING ORDERS, SERVING FOOD. NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS (City/State): Waco, TX POSITION: N/A START DATE: 12/2022 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE

Exams

• S66 Uniform Combined State Law Examination
  2026-04-01
• S63 Uniform Securities Agent State Law Examination
  2023-05-22

Other Names

• Shannon Kim