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Nicholas Matthew Viviano

Charles Schwab & Co., Inc.

Nashville, TN

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-11-24
  • TN RA
    APPROVED
    Since 2025-11-24

Branch Locations

4012-B Hillsboro Pike Suite 103, Nashville, TN 37215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Boulder CO 03/2023 08/2023
Unemployed Boulder CO 01/2022 03/2023
Oswego Auxiliary Services Oswego NY 08/2019 12/2021
Ben & Jerrys Ice Cream Mount Kisco NY 05/2018 08/2018
Mantra Hamilton Lawn Company Holmes NY 04/2015 05/2018
Charles Schwab Bank Ssb Nashville TN 04/2024 Present
Charles Schwab & Co., Inc Nashville TN 04/2024 Present
Unemployed Nashville TN 09/2023 02/2024
Unemployed Boulder CO 09/2018 07/2019
  • 03/2023 → 08/2023
    Charles Schwab & Co., Inc.
    Boulder, CO
  • 01/2022 → 03/2023
    Unemployed
    Boulder, CO
  • 08/2019 → 12/2021
    Oswego Auxiliary Services
    Oswego, NY
  • 05/2018 → 08/2018
    Ben & Jerrys Ice Cream
    Mount Kisco, NY
  • 04/2015 → 05/2018
    Mantra Hamilton Lawn Company
    Holmes, NY
  • 04/2024 → Present
    Charles Schwab Bank Ssb
    Nashville, TN
  • 04/2024 → Present
    Charles Schwab & Co., Inc
    Nashville, TN
  • 09/2023 → 02/2024
    Unemployed
    Nashville, TN
  • 09/2018 → 07/2019
    Unemployed
    Boulder, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-02
  • S66 Uniform Combined State Law Examination
    2025-10-02
Other Names
  • Nick Viviano
  • Nicholas Viviano

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
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