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Kenneth Andrew Nelson

Cetera Investment Advisers LLC

Birmingham, AL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-09-09
TX RA APPROVED 2024-09-09
  • AL RA
    APPROVED
    Since 2024-09-09
  • TX RA
    APPROVED
    Since 2024-09-09

Branch Locations

601 Lakeshore Pkwy, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Birmingham AL 01/2023 08/2024
Joerns Healthcare Birmingham AL 12/2021 09/2022
Anchor Packaging Birmingham AL 02/2021 10/2021
Bear Creek Farm Thompsons Station TN 09/2015 01/2021
Time 2 Deiver Nashville TN 04/2020 07/2020
Kelly Services Birmingham AL 11/2022 01/2023
Cetera Investment Services Llc Saint Cloud MN 09/2024 Present
Cetera Investment Advisers Llc Pinson AL 09/2024 Present
Regions Bank Pinson AL 09/2024 Present
  • 01/2023 → 08/2024
    Raymond James & Associates
    Birmingham, AL
  • 12/2021 → 09/2022
    Joerns Healthcare
    Birmingham, AL
  • 02/2021 → 10/2021
    Anchor Packaging
    Birmingham, AL
  • 09/2015 → 01/2021
    Bear Creek Farm
    Thompsons Station, TN
  • 04/2020 → 07/2020
    Time 2 Deiver
    Nashville, TN
  • 11/2022 → 01/2023
    Kelly Services
    Birmingham, AL
  • 09/2024 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 09/2024 → Present
    Cetera Investment Advisers Llc
    Pinson, AL
  • 09/2024 → Present
    Regions Bank
    Pinson, AL
Previous Registrations
Other Businesses

1. BANDMEMBER; VICE PRESIDE/JUNIOR BOARDMEMBER OF BIRMINGHAM LANDMARKS; ATTEND BOARD MEETINGS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-11
  • S66 Uniform Combined State Law Examination
    2023-04-11
Other Names
  • Kenneth Andrew Nelson
  • Andrew Nelson
  • Kenneth A Nelson

View on SEC IAPD

Other Firms

THRIVENT INVESTMENT MANAGEMENT INC.
PFS INVESTMENTS INC.
PMD ADVISORY
NFSG CORPORATION
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
USA FINANCIAL SECURITIES LLC
PNC WEALTH MANAGEMENT LLC

Other Investors

THOMAS MICHAEL NOON
Susan Hunter Koski
Luke Banks
David Mathews
MARILYN ANN EDDINGS
JAMES IRA MCCORMICK
MELANIE SHIRLEY DICKINSON
BRENNA ROSE PRITCHETT

Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · BIRMINGHAM, AL
PFS INVESTMENTS INC. · HOOVER, AL
PMD ADVISORY · HOOVER, AL
CETERA INVESTMENT ADVISERS LLC · BIRMINGHAM, AL
CETERA INVESTMENT ADVISERS LLC · HOOVER, AL
NFSG CORPORATION · HOOVER, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Hoover, AL
PFS INVESTMENTS INC. · HOOVER, AL

More in Birmingham, AL

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