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Brandon Ray

Pnc Wealth Management LLC

Louisville, KY

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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-09-20
  • KY RA
    APPROVED
    Since 2023-09-20

Branch Locations

13803 English Villa Drive, Louisville, KY 40245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Louisville KY 05/2023 09/2023
Unemployed Louisville KY 09/2022 05/2023
Snap Finance Louisville KY 10/2018 08/2022
Unemployed Louisville KY 08/2018 10/2018
The Rawlings Company Louisville KY 11/2016 08/2018
Northpoint Asset Management Louisville KY 09/2021 03/2022
Preferred Insurance Group Louisville KY 11/2015 11/2016
Pnc Investments Llc Louisville KY 09/2023 Present
  • 05/2023 → 09/2023
    Pruco Securities Llc
    Louisville, KY
  • 09/2022 → 05/2023
    Unemployed
    Louisville, KY
  • 10/2018 → 08/2022
    Snap Finance
    Louisville, KY
  • 08/2018 → 10/2018
    Unemployed
    Louisville, KY
  • 11/2016 → 08/2018
    The Rawlings Company
    Louisville, KY
  • 09/2021 → 03/2022
    Northpoint Asset Management
    Louisville, KY
  • 11/2015 → 11/2016
    Preferred Insurance Group
    Louisville, KY
  • 09/2023 → Present
    Pnc Investments Llc
    Louisville, KY
Previous Registrations
Other Businesses

November 12, 2020 / Legacy Estates Louisville, LLC/ non-investment related/ 0 hours during trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-04
  • S66 Uniform Combined State Law Examination
    2023-08-04

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
MORGAN STANLEY · Louisville, KY
WAYCROSS GP, LLC · LOUISVILLE, KY
WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
PNC WEALTH MANAGEMENT LLC · Louisville, KY
KESTRA ADVISORY SERVICES, LLC · Louisville, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
LPL FINANCIAL LLC · LOUISVILLE, KY

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