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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-05-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fox Financial | Olean | NY | 05/2023 | Present |
| J-Allen'S Bar And Grill | Olean | NY | 08/2023 | Present |
| Maple City Financial Services | Hornell | NY | 01/2023 | 05/2023 |
| Cutco Corp | Olean | NY | 05/2021 | 08/2022 |
| Pizza King | Hornell | NY | 01/2022 | 05/2022 |
| Suny Alfred State College | Alfred | NY | 08/2021 | 12/2021 |
| Tasta Pizza | Bradford | PA | 01/2018 | 08/2021 |
| Student/ Unemployed | Cuba | NY | 10/2013 | 01/2018 |
| Unemployed/Student | Alfred | NY | 05/2022 | 01/2023 |
| H & R Block | Olean | NY | 08/2023 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 05/2023 | 10/2023 |
| Cetera Wealth Services, Llc | El Segundo | CA | 10/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 05/2026 | Present |
1. NAME OF OTHER BUSINESS: J-ALLEN'S BAR AND GRILL; INVESTMENT RELATED: NO; ADDRESS: OLEAN, NY 14760; NATURE OF BUSINESS: RESTAURANT; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: EMPLOYEE/SERVER; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: EMPLOYEE/SERVER 2. NAME OF OTHER BUSINESS: H & R BLOCK; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: JUNIOR TAX ADVISOR; APX NUMBER OF HOURS PER WEEK: 35; APX NUMBER OF HOURS DURING TRADING HOURS: 35; BRIEF DESCRIPTION OF DUTIES: PREPARE TAX RETURNS; 3. NAME OF OTHER BUSINESS: FOX FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 05/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 35; APX NUMBER OF HOURS DURING TRADING HOURS: 35; BRIEF DESCRIPTION OF DUTIES: CLERICAL DUTIES, BACKUP RR SUPPORT, ASSIST WITH CLIENT REQUESTS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2023-12-20 |
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