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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-12
  • NY RA
    APPROVED
    Since 2026-05-12

Branch Locations

487 N Union St, Olean, NY 14760 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fox Financial Olean NY 05/2023 Present
J-Allen'S Bar And Grill Olean NY 08/2023 Present
Maple City Financial Services Hornell NY 01/2023 05/2023
Cutco Corp Olean NY 05/2021 08/2022
Pizza King Hornell NY 01/2022 05/2022
Suny Alfred State College Alfred NY 08/2021 12/2021
Tasta Pizza Bradford PA 01/2018 08/2021
Student/ Unemployed Cuba NY 10/2013 01/2018
Unemployed/Student Alfred NY 05/2022 01/2023
H & R Block Olean NY 08/2023 Present
Cetera Advisor Networks Llc El Segundo CA 05/2023 10/2023
Cetera Wealth Services, Llc El Segundo CA 10/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 05/2026 Present
  • 05/2023 → Present
    Fox Financial
    Olean, NY
  • 08/2023 → Present
    J-Allen'S Bar And Grill
    Olean, NY
  • 01/2023 → 05/2023
    Maple City Financial Services
    Hornell, NY
  • 05/2021 → 08/2022
    Cutco Corp
    Olean, NY
  • 01/2022 → 05/2022
    Pizza King
    Hornell, NY
  • 08/2021 → 12/2021
    Suny Alfred State College
    Alfred, NY
  • 01/2018 → 08/2021
    Tasta Pizza
    Bradford, PA
  • 10/2013 → 01/2018
    Student/ Unemployed
    Cuba, NY
  • 05/2022 → 01/2023
    Unemployed/Student
    Alfred, NY
  • 08/2023 → Present
    H & R Block
    Olean, NY
  • 05/2023 → 10/2023
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 10/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 05/2026 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: J-ALLEN'S BAR AND GRILL; INVESTMENT RELATED: NO; ADDRESS: OLEAN, NY 14760; NATURE OF BUSINESS: RESTAURANT; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: EMPLOYEE/SERVER; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: EMPLOYEE/SERVER 2. NAME OF OTHER BUSINESS: H & R BLOCK; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: JUNIOR TAX ADVISOR; APX NUMBER OF HOURS PER WEEK: 35; APX NUMBER OF HOURS DURING TRADING HOURS: 35; BRIEF DESCRIPTION OF DUTIES: PREPARE TAX RETURNS; 3. NAME OF OTHER BUSINESS: FOX FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 05/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 35; APX NUMBER OF HOURS DURING TRADING HOURS: 35; BRIEF DESCRIPTION OF DUTIES: CLERICAL DUTIES, BACKUP RR SUPPORT, ASSIST WITH CLIENT REQUESTS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-04
S63 Uniform Securities Agent State Law Examination 2023-12-20
  • S65 Uniform Investment Adviser Law Examination
    2026-03-04
  • S63 Uniform Securities Agent State Law Examination
    2023-12-20
Designations

View on SEC IAPD

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