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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-09-22
TX RA APPROVED 2025-05-02
DC RA APPROVED 2025-05-01
  • MD RA
    APPROVED
    Since 2025-09-22
  • TX RA
    APPROVED
    Since 2025-05-02
  • DC RA
    APPROVED
    Since 2025-05-01

Branch Locations

12099 Rockville Pike, Rockville, MD 20852 • United States

8511 Georgia Ave, Silver Spring, MD 20910 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Vienna VA 11/2023 01/2025
New York Life Insurance Company Vienna VA 02/2023 01/2025
Wirebarley America, Inc. Vienna VA 11/2020 01/2023
Korean American Education Foundation Potomac MD 08/2019 Present
Jsk Enterprise, Inc. Springfield VA 05/2016 11/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 01/2025 Present
Montgomery College Rockville MD 09/2017 12/2018
Bank Of America, N.A. Washington DC 03/2025 Present
  • 11/2023 → 01/2025
    Nylife Securities Llc
    Vienna, VA
  • 02/2023 → 01/2025
    New York Life Insurance Company
    Vienna, VA
  • 11/2020 → 01/2023
    Wirebarley America, Inc.
    Vienna, VA
  • 08/2019 → Present
    Korean American Education Foundation
    Potomac, MD
  • 05/2016 → 11/2020
    Jsk Enterprise, Inc.
    Springfield, VA
  • 01/2025 → Present
    Washington, DC
  • 09/2017 → 12/2018
    Montgomery College
    Rockville, MD
  • 03/2025 → Present
    Bank Of America, N.A.
    Washington, DC
Other Businesses

Name of the other businessKorean American Education Foundation Whether the business is investment-relatedNo Address of the other business Potomac, MD Nature of the other businessNon-Profit (Education) Your positionKorean Language Instructor Title, or relationship with the other businessKorean Language Instructor Start date of your relationship08/2019 Approximate number of hours/month you devote to the other business12 hours per month Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessI have volunteered for Korean American students who were born in the State and would like to learn their Korean parent language and culture. This volunteer role will end in June 2025 as the school semester ends.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-18
S63 Uniform Securities Agent State Law Examination 2024-02-27
  • S66 Uniform Combined State Law Examination
    2025-04-18
  • S63 Uniform Securities Agent State Law Examination
    2024-02-27
Other Names
  • Eric Han
  • Daegun Han

View on SEC IAPD

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