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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fedex | Groveport | OH | 05/2022 | 09/2022 |
| The Dive Bar | Cincinnati | OH | 05/2023 | 06/2024 |
| The Kroger Co. | Cincinnati | OH | 09/2022 | 05/2023 |
| Fleet Team Inc. | Circleville | OH | 05/2021 | 04/2022 |
| Jimmy Johns | Circleville | OH | 09/2019 | 11/2019 |
| Full Time Education | Ashville | OH | 01/2014 | 07/2019 |
| Panda Express | Circleville | OH | 12/2019 | 04/2020 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 06/2024 | Present |
| Unemployed | Cincinnati | OH | 05/2020 | 04/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2024-10-23 |
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