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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-09-27
  • PA RA
    APPROVED
    Since 2024-09-27

Branch Locations

605 Corporate Drive West, Langhorne, PA 19047 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Doylestown Country Club Doylestown PA 06/2016 06/2017
Squires Golf Club Ambler PA 06/2017 03/2019
Commonwealth National Golf Club Horsham PA 03/2019 02/2025
Mgr Financial Chalfont PA 05/2022 08/2022
Bucks County Wealth Management Langhorne PA 07/2021 Present
Strack Associates Inc Yardley PA 02/2023 Present
Cetera Wealth Services, Llc El Segundo CA 10/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2024 Present
  • 06/2016 → 06/2017
    Doylestown Country Club
    Doylestown, PA
  • 06/2017 → 03/2019
    Squires Golf Club
    Ambler, PA
  • 03/2019 → 02/2025
    Commonwealth National Golf Club
    Horsham, PA
  • 05/2022 → 08/2022
    Mgr Financial
    Chalfont, PA
  • 07/2021 → Present
    Bucks County Wealth Management
    Langhorne, PA
  • 02/2023 → Present
    Strack Associates Inc
    Yardley, PA
  • 10/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 03/2020 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: STRACK ASSOCIATES INC INVESTMENT RELATED: NO ADDRESS: 1100 QUARRY COMMONS DRIVE YARDLEY, PA NATURE OF BUSINESS: ACCOUNTING SERVICES START DATE: 02/2023 POSITION/TITLE/RELATIONSHIP: EMPLOYEE APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 BRIEF DESCRIPTION OF DUTIES: REVIEW TAX RETURNS AND PERFORM ADMINISTRATIVE DUTIES. 3. NAME OF OTHER BUSINESS: BUCKS COUNTY WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2021 POSITION/TITLE/RELATIONSHIP: EMPLOYEE/ASSISTANT APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 BRIEF DESCRIPTION OF DUTIES: ASSISTANT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-16
  • S66 Uniform Combined State Law Examination
    2024-09-16

View on SEC IAPD

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