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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-14 |
| CA | RA | APPROVED | 2023-03-10 |
Branch Locations
500 Newport Ctr Dr, Newport Beach, CA 92660 • United States
31902 Del Obispo St, San Juan Capistrano, CA 92675 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mission Viejo | CA | 06/2015 | Present |
| Tortilla Republic | Laguna Beach | CA | 01/2013 | 01/2018 |
| Bank Of America, N.A. | Mission Viejo | CA | 02/2023 | Present |
I*1254276For profit or not for profit: Name of outside business organization: Rental Property 2Investment related: NAddress of business: Mission Viejo, California, 92630Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 9/1/2019Number of hours devoted: 1 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: ,I*2056311, Entity Type Fiduciary, Name of OBA: C P Seperate Trust Address: Mission Viejo, California, 92671 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 24-Aug-2024 No Hours: 1 yearly No Hours during trading: 0 Duties:I*2056310, Entity Type Fiduciary, Name of OBA: N family Trust Address: Costa Mesa, California, 92626 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 10-Apr-2020 No Hours: 1 yearly No Hours during trading: 0 Duties: I*3742304 Entity Type: Entity For Profit Name of OBA: Property Management Address: mission viejo, California, 92691 Investment Related: No Position, Title, Association: Owner Employee Start Date: 06/01/2026 Number of Hours: 1, Weekly Number of Hours during trading: 0, Weekly Duties: Property management of my own rental properties accounting and collecting for expenses and revenue
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-09 |
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