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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-11
UT RA APPROVED 2024-08-26
  • TX RA
    APPROVED
    Since 2024-11-11
  • UT RA
    APPROVED
    Since 2024-08-26

Branch Locations

428 E Winchester St, Ste 202, Salt Lake City, UT 84107 • United States

Farmington, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Altura Benefits Salt Lake City UT 01/2023 Present
Loanpro Farmington UT 09/2021 12/2022
England Logistics Salt Lake City UT 08/2020 09/2021
University Of Utah Salt Lake City UT 08/2019 08/2020
Hardware Essentials Orem UT 08/2018 09/2019
Discover Financial Services Salt Lake City UT 01/2017 08/2018
Church Of Jesus Christ Of Latter Day Saints Salt Lake City UT 11/2014 11/2016
Cetera Advisor Networks El Segundo CA 01/2023 03/2024
Cetera Wealth Services, Llc El Segundo CA 03/2024 Present
Altura Financial Advisors Salt Lake City UT 07/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2024 Present
  • 01/2023 → Present
    Altura Benefits
    Salt Lake City, UT
  • 09/2021 → 12/2022
    Loanpro
    Farmington, UT
  • 08/2020 → 09/2021
    England Logistics
    Salt Lake City, UT
  • 08/2019 → 08/2020
    University Of Utah
    Salt Lake City, UT
  • 08/2018 → 09/2019
    Hardware Essentials
    Orem, UT
  • 01/2017 → 08/2018
    Discover Financial Services
    Salt Lake City, UT
  • 11/2014 → 11/2016
    Church Of Jesus Christ Of Latter Day Saints
    Salt Lake City, UT
  • 01/2023 → 03/2024
    Cetera Advisor Networks
    El Segundo, CA
  • 03/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 07/2023 → Present
    Altura Financial Advisors
    Salt Lake City, UT
  • 08/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES ; ADDRESS: 428 E WINCHESTER SUITE 202 SALT LAKE CITY, UT 84107; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 08/2024 ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT ; BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS ; 2. NAME OF OTHER BUSINESS: ALTURA FINANCIAL ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2023 POSITION/TITLE/RELATIONSHIP: RELATIONSHIP MANAGER APX NUMBER OF HOURS PER WEEK: 38 APX NUMBER OF HOURS DURING TRADING HOURS: 25 BRIEF DESCRIPTION OF DUTIES: RELATIONSHIP MANAGER 3. NAME OF OTHER BUSINESS: ALTURA BENEFITS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: EMPLOYEE BENEFITS START DATE: 01/2023 POSITION/TITLE/RELATIONSHIP: RELATIONSHIP MANAGER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: SUPPORT OWNER (CRAIG PAULSON) WITH ORGANIZATION, ADMINISTRATIVE TASKS, AND SUPPORTING CLIENT NEEDS. 4. NAME OF OTHER BUSINESS: TY HADLEY; INVESTMENT RELATED: NO; ADDRESS: 119 W 1150 S FARMINGTON, UT 84025; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 04/2025; POSITION/TITLE/RELATIONSHIP: OWNER/LANDLORD; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENTAL OF BASEMENT SPACE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-22
  • S66 Uniform Combined State Law Examination
    2024-08-22
Other Names
  • Ty Rock Hadley

View on SEC IAPD

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