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Matthew Gene Ferguson

Pandi, LLC

Kansas City, MO

CRD 5169485

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Employer firm

Pandi, LLC CRD 330112

$1.38B regulatory AUM 3 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Pandi, Llc

300 Wyandotte Street Suite 301, Kansas City, MO 64105 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-01-29
MO RA APPROVED 2025-01-29
TX RA APPROVED 2025-01-29
  • KS RA
    APPROVED
    Since 2025-01-29
  • MO RA
    APPROVED
    Since 2025-01-29
  • TX RA
    APPROVED
    Since 2025-01-29

Branch Locations

300 Wyandotte Street Suite 301, Kansas City, MO 64105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pandi, Llc Leawood KS 09/2024 Present
Pandi, Llc Leawood KS 01/2024 09/2024
Pandi, Capital, Llc Leawood KS 04/2021 12/2023
Tifec, Llc Leawood KS 12/2013 03/2021
  • 09/2024 → Present
    Pandi, Llc
    Leawood, KS
  • 01/2024 → 09/2024
    Pandi, Llc
    Leawood, KS
  • 04/2021 → 12/2023
    Pandi, Capital, Llc
    Leawood, KS
  • 12/2013 → 03/2021
    Tifec, Llc
    Leawood, KS
Previous Registrations
  • 2011-01-18 → 2012-02-21
    George K. Baum Advisors Llc
    Kansas City, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-14
  • S66 Uniform Combined State Law Examination
    2011-01-14
Designations
  • Chartered Financial Analyst
Other Names
  • Ferguson Gene Matthew

View on SEC IAPD

Nearby Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
U.S. BANCORP ADVISORS, LLC

Nearby Investors

FRANK JOSEPH JANACARO
SETH ALLAN KEETHLER
William Scott Wiley

Nearby Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Kansas City, MO
LPL FINANCIAL LLC · Kansas City, MO
U.S. BANCORP ADVISORS, LLC · Kansas City, MO

More in Kansas City, MO

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