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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-07-07
TX RA APPROVED 2023-06-29
SC RA APPROVED 2023-02-10
  • NC RA
    APPROVED
    Since 2023-07-07
  • TX RA
    APPROVED
    Since 2023-06-29
  • SC RA
    APPROVED
    Since 2023-02-10

Branch Locations

401 Park Avenue Sw Suite B, Aiken, SC 29801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Columbia SC 01/2023 02/2023
United States Marine Corps Quantico VA 09/2015 01/2023
Janney Montgomery Scott Llc Columbia SC 02/2023 07/2024
Janney Montgomery Scott Llc Aiken SC 07/2024 Present
Other Businesses

1. Military Officers Assocation of America (MOAA), Columbia, SC. Independent, nonprofit, politically nonpartisan organization of active and former military officers, that serves as an advocate for veterans. Legislative Affairs Officer for State of South Carolina (06/2023) - remain aware of any and all legislation in the state of South Carolina that pertains to the veteran community and serve as a point of contact if any MOAA members have questions about legislation. Not investment related, no compensated, 5 hours/month. 2. Aiken Rotary Club Fund Committee, Aiken, SC. Aiken Rotary Club is the local Rotary Club chapter. Its purpose is to service and impact to the community through volunteerism. Board Member (11/2023) - assist Aiken Rotary Club leadership with the management of scholarship fund. Not investment related, not compensated, 1 hour/month. 3. United States Marine Corps Reserves, Washington, DC. United States Marine Corps/US Department of Defense. Marine Corp Officer (01/2024) - Continuing military service through reserve military career. Not investment related, compensated, 16 hours/month. 4. Rotary Club of Aiken, Aiken, SC. Co-Chair of Recruitment (07/2023) - Facilitating the recruitment and integration of new members. Not compensated, not investment related, 5 hours/month. 5. The Green Boundary Club, Aiken, SC. Board Member (09/2025) - developing operational policies, working with the General Manager on events and membership, and assisting the club in reaching its strategic goals. Not compensated, not investment related, 2 hours/month. 6. The Green Boundary Club, Aiken, SC. Chairman of Membership Committee (09/2025) - oversee the membership process of new members. Not investment related, not compensated, 3 hours/month. 7. Columbia University, New York, NY. Alumni Ambassador (03/2026) - serves as a point of contact and mentor to student regarding enrollment and curri. Not investment related, not compensated, 1 hour/month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-10
  • S66 Uniform Combined State Law Examination
    2023-02-10
Other Names
  • James Foley
  • James B Foley

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