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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-02 |
| SC | RA | APPROVED | 2023-12-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| C2P Capital Advisory Group D.b.a. Prosperity Capital Advisors | Aiken | SC | 01/2023 | 04/2023 |
| The Smith Group | Aiken | SC | 07/2021 | 01/2023 |
| Wfxg Fox 54 | Augusta | GA | 01/2018 | 06/2021 |
| Janney Montgomery Scott Llc | Aiken | SC | 07/2023 | Present |
| Oh Mie Stelle | Aiken | SC | 06/2023 | Present |
| Unemployed | Aiken | SC | 04/2023 | 06/2023 |
| Aiken Standard | Aiken | SC | 09/2014 | 12/2017 |
| Janney Montgomery Scott Llc | Aiken | SC | 12/2023 | Present |
South Aiken Presbyterian Church, Aiken, SC. Elder (07/2026) - leaders who share in the spiritual, administrative, and mission-focused governance of the church. Not investment related, not compensated, 3 hrs. month.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-12-08 |
| S65 | Uniform Investment Adviser Law Examination | 2022-12-19 |
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