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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-09-01
  • TX RA
    APPROVED_RES
    Since 2015-09-01

Branch Locations

5 Assinippi Ave, Norwell, MA 02061 • United States

11 Water St Ste 2A, Arlington, MA 02476-4814 • United States

Norwell, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Waltham MA 06/2006 03/2020
Ameriprise Financial Services, Llc Hingham MA 03/2020 Present
Other Businesses

Business Ownership; Triple C Corporation; Financial Advisor; Financial Advisory Practice; 175 Derby St Unit 27, , Hingham, MA, 2043; Investment-Related; 12/04/2019; 60 hours per month; 60 during trading hours. Board of Directors; Norwell Boys Youth Lacrosse Inc; Board Member; 96 Wildcat Ln, , Norwell, MA, 02061; Not Investment-Related; 06/23/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Triple C Corporation; President; Operations for financial advisory practice; 175 Derby St, , Hingham, MA, 2043; Investment-Related; 12/04/2019; 40 to 59 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-17
  • S66 Uniform Combined State Law Examination
    2006-10-17

View on SEC IAPD

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