Fuad Hassan

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Phoenix, AZ
• 10/2019 → 02/2020
  Target
  Mesa, AZ
• 03/2019 → 07/2019
  Calibrus
  Tempe, AZ
• 11/2017 → 10/2019
  Cardenas Ranch Market
  Mesa, AZ
• 08/2019 → 05/2023
  Arizona State University
  Tempe, AZ
• 08/2016 → 05/2019
  Mesa High School
  Mesa, AZ

Other Businesses

I*: 1687276 Name of the other business ITC Personal In Home Care Whether the business is investment-related NO Address of the other businessMesa, Arizona 85213 Nature of the other businessCare for developmental disabled individuals Your positionCare Taker Title, or relationship with the other businessContractor Start date of your relationship08/01/2023 Approximate number of hours/month you devote to the other business3 hours a month Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessI have a [REDACTED] individual who lives with me. Do you receive any financial compensation for the business?YES Do you handle monies or any kind of accounts for the business, or financial transactions for the business?NO Or do you make any kind of finance related decisions or decisions affecting the business as a whole?NO I*: 1686278 Name of the other business Desert Living Support, LLC Whether the business is investment-related NO Address of the other business Tempe, Arizona 85283 Nature of the other businessCare for developmental disabled individuals Your positionAdministrative Staff Title, or relationship with the other businessMember Start date of your relationship01/01/2024 Approximate number of hours/month you devote to the other business2 hours a month Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessAdministrative work Do you receive any financial compensation for the business?YES Do you handle monies or any kind of accounts for the business, or financial transactions for the business?YES Or do you make any kind of finance related decisions or decisions affecting the business as a whole?YES I*1166273 Entity For Profit,Entity Publicly Traded Name of OBA:Uber Driver Address: San Francisco,California 94103 Investment Related: No Position, Title, Association: Employee Employee Start Date: 01/29/2023 No Hours:3 Frequency: (Weekly) No Hours during trading:3 Duties:Driving customers to their destinations. Providing transportation.

Exams

• S66 Uniform Combined State Law Examination
  2024-04-01

Other Names

• Fuad Idris Hassan