Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-10-19
  • WA RA
    APPROVED
    Since 2023-10-19

Branch Locations

2155 West Pinnacle Peak Rd, Phoenix, AZ 85027 • United States

1301 A Street Suite 100, Tacoma, WA 98402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Bank Tacoma WA 01/2001 03/2023
Cetera Investment Services Llc St Cloud MN 01/2023 10/2023
Cetera Investment Advisers Llc Tacoma WA 03/2023 10/2023
Umpqua Bank Tacoma WA 09/2025 Present
Raymond James Financial Services, Inc. Tacoma WA 10/2023 Present
Raymond James Financial Services Advisors, Inc. Tacoma WA 10/2023 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 9323 40th Ave E, Tacoma, WA, 98446, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/11/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: collect rent , manage rental property (2)Name of Business: Columbia Banking Systems Address: 1301 A St Ste 800, Tacoma, WA, 98402-4205, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: Yes Start Date: 02/10/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: non voting member of the bank's 401k committee (3)Name of Business: Columbia Wealth Advisors Address: 1301 A St STE 100, Tacoma, WA, 98402-4200, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/28/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Wealth Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-13
  • S66 Uniform Combined State Law Examination
    2023-03-13
Designations
Other Names
  • Nori Annette Roman
  • Nori Annette Melville

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Phoenix, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor