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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kanouse & Associates, Inc. | Riverside | CA | 01/2023 | Present |
| Avantax Investment Services Inc. | Riverside | CA | 01/2024 | 09/2025 |
| Victoria Club | Riverside | CA | 08/2015 | Present |
| Avantax Advisory Services | Riverside | CA | 08/2024 | 09/2025 |
| Cetera Wealth Services, Llc | Riverside | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) KANOUSE & ASSOCIATES, INC. POSITION: Back Office NATURE: We offer income Tax return services, Financial Planning, Wealth Management, Tax planning, and Life and Annuity insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 01/03/2023 ADDRESS: 4781 Arlington Ave, Riverside CA 92504, United States DESCRIPTION: Sort incoming mail, make Steve's Calendar and appointments, also fill out account applications for new and existing clients. 2) VICTORIA CLUB POSITION: Cart Barn NATURE: Victoria provides memberships to the private clue for many of the following membership Packages. Social membership where the proved access to the dining room and restaurant features. Tennis membership provides access to the tennis and pickleball courts as well as the tennis pro shop. We have a golf membership that gives you access to the golf course and down stairs bar and locker room. They also provide a pool membership that gives access to the pool and swimming actives related to the club. We also provide a membership for equity members that are allowed to "own" a portion of the club and have access to everything mentioned above. INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 0 START DATE: 08/31/2015 ADDRESS: 2521 Arroyo Drive, Riverside CA 92506, United States DESCRIPTION: Washing clubs, Washing carts, Putting away bags, Putting away push carts, customer service for members.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2024-03-26 |
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