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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-05
  • CA RA
    APPROVED
    Since 2025-09-05

Branch Locations

4781 Arlington Ave, Riverside, CA 92504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kanouse & Associates, Inc. Riverside CA 01/2023 Present
Avantax Investment Services Inc. Riverside CA 01/2024 09/2025
Victoria Club Riverside CA 08/2015 Present
Avantax Advisory Services Riverside CA 08/2024 09/2025
Cetera Wealth Services, Llc Riverside CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 01/2023 → Present
    Kanouse & Associates, Inc.
    Riverside, CA
  • 01/2024 → 09/2025
    Avantax Investment Services Inc.
    Riverside, CA
  • 08/2015 → Present
    Victoria Club
    Riverside, CA
  • 08/2024 → 09/2025
    Avantax Advisory Services
    Riverside, CA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Riverside, CA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2024-10-02 → 2025-09-05
    Avantax Advisory Services
    Riverside, CA
    Dallas, TX
Other Businesses

1) KANOUSE & ASSOCIATES, INC. POSITION: Back Office NATURE: We offer income Tax return services, Financial Planning, Wealth Management, Tax planning, and Life and Annuity insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 01/03/2023 ADDRESS: 4781 Arlington Ave, Riverside CA 92504, United States DESCRIPTION: Sort incoming mail, make Steve's Calendar and appointments, also fill out account applications for new and existing clients. 2) VICTORIA CLUB POSITION: Cart Barn NATURE: Victoria provides memberships to the private clue for many of the following membership Packages. Social membership where the proved access to the dining room and restaurant features. Tennis membership provides access to the tennis and pickleball courts as well as the tennis pro shop. We have a golf membership that gives you access to the golf course and down stairs bar and locker room. They also provide a pool membership that gives access to the pool and swimming actives related to the club. We also provide a membership for equity members that are allowed to "own" a portion of the club and have access to everything mentioned above. INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 0 START DATE: 08/31/2015 ADDRESS: 2521 Arroyo Drive, Riverside CA 92506, United States DESCRIPTION: Washing clubs, Washing carts, Putting away bags, Putting away push carts, customer service for members.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-08
S63 Uniform Securities Agent State Law Examination 2024-03-26
  • S65 Uniform Investment Adviser Law Examination
    2024-08-08
  • S63 Uniform Securities Agent State Law Examination
    2024-03-26

View on SEC IAPD

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