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Shaun Elizabeth Corry

Lesa Sroufe & Company, Inc.

Seattle, WA

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Current Employers
Lesa Sroufe & Company, Inc.

801 Second Ave Suite 304, Seattle, WA 98104 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2007-03-29
  • WA RA
    APPROVED
    Since 2007-03-29

Branch Locations

801 Second Ave Suite 304, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lesa Sroufe & Co. Seattle WA 05/2006 Present
  • 05/2006 → Present
    Lesa Sroufe & Co.
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-28
  • S65 Uniform Investment Adviser Law Examination
    2007-03-28

View on SEC IAPD

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