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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-30
LA RA APPROVED 2023-05-30
  • TX RA
    APPROVED
    Since 2023-10-30
  • LA RA
    APPROVED
    Since 2023-05-30

Branch Locations

445 North Blvd, Baton Rouge, LA 70802 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baton Rouge LA 01/2023 Present
Manasseh, Gill, Knipe, And Belanger, P.L.C. Baton Rouge LA 01/2018 01/2023
Regan Law P.L.C. New Orleans LA 05/2016 12/2017
Bank Of America, N.A. Baton Rouge LA 03/2023 Present
  • 01/2023 → Present
    Baton Rouge, LA
  • 01/2018 → 01/2023
    Manasseh, Gill, Knipe, And Belanger, P.L.C.
    Baton Rouge, LA
  • 05/2016 → 12/2017
    Regan Law P.L.C.
    New Orleans, LA
  • 03/2023 → Present
    Bank Of America, N.A.
    Baton Rouge, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-26
  • S66 Uniform Combined State Law Examination
    2023-05-26
Other Names
  • John Andrew Bevinetto

View on SEC IAPD

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