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Emmanuel Kwesi Dickson

Rbc Capital Markets, LLC

Minneapolis, MN

Minneapolis, MN

CRD 7679609

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2023-08-23
TX RA APPROVED 2023-08-22
MN RA APPROVED 2023-08-17
  • VI RA
    APPROVED
    Since 2023-08-23
  • TX RA
    APPROVED
    Since 2023-08-22
  • MN RA
    APPROVED
    Since 2023-08-17

Branch Locations

250 Nicollet Mall Suite 1700, 16Th Floor, Minneapolis, MN 55401 • United States

Minneapolis, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Minneapolis MN 03/2023 Present
Global Mamas Minneapolis MN 06/2022 03/2023
Unemployed Minneapolis MN 02/2022 06/2022
Fidelity Bank Ghana Limited Accra 07/2017 01/2022
Fidelity Bank Ghana Limited Accra 04/2015 06/2017
  • 03/2023 → Present
    Rbc Capital Markets, Llc
    Minneapolis, MN
  • 06/2022 → 03/2023
    Global Mamas
    Minneapolis, MN
  • 02/2022 → 06/2022
    Unemployed
    Minneapolis, MN
  • 07/2017 → 01/2022
    Fidelity Bank Ghana Limited
    Accra
  • 04/2015 → 06/2017
    Fidelity Bank Ghana Limited
    Accra
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-17
  • S66 Uniform Combined State Law Examination
    2023-08-17
Other Names
  • Emmanuel Dickson

View on SEC IAPD

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Nearby Investors

Matthew William Hogan
GREGORY ALAN KLEIN
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Nearby Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN

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