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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kdj Group | Warsaw | IN | 01/2023 | 08/2023 |
| Cetera Investment Services Llc | Warsaw | IN | 01/2023 | 08/2023 |
| Warsaw Community Schools | Warsaw | IN | 06/2014 | 01/2023 |
| Lpl Financial Llc | Warsaw | IN | 08/2023 | Present |
1) 06/20/2023 - Winona Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 06/20/2023 - KDJ Group - Business Entity For Tax/Investment Purposes Only - employee - GA 31602 - Non investment related - 160 Hours per month - Start date: 1/23/2023. 3) 06/20/2023 - Indiana State University - Other - Indiana Principal Leadership Institute Advisor - IN 47809 - Non investment related - 1 Hour per month - Start date: 7/1/2015
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-04 |
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