Andrew Joseph Manes

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → 07/2019
  Lpl Financial
  Charlotte, NC
• 04/2011 → 07/2019
  1St Source Bank
  Warsaw, IN
• 08/2019 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 08/2019 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2011-04-06 → 2019-07-15
  Lpl Financial Llc
  Warsaw, IN
  Warsaw, IN
  Fort Mill, SC
  Warsaw, IN
  Middlebury, IN
  Warsaw, IN
  Nappanee, IN
  Goshen, IN
  South Bend, IN
  Lafayette, IN
  Middlebury, IN
  Middlebury, IN
  Lafayette, IN
  Lafayette, IN
  Lafayette, IN
  Lafayette, IN
• 2009-11-13 → 2011-04-05
  Pnc Wealth Management Llc
  South Bend, IN
  South Bend, IN
  Plymouth, IN
  Logansport, IN
  Logansport, IN
  Leesburg, IN
  Warsaw, IN
  Peru, IN
  Pierceton, IN
  Warsaw, IN
  Milford, IN
  Etna Green, IN
  Logansport, IN
• 2002-05-16 → 2009-11-13
  Natcity Investments, Inc.
  Warsaw, IN
  Logansport, IN
  Milford, IN
  Fort Wayne, IN
  Etna Green, IN
  Warsaw, IN
  Leesburg, IN
  Pierceton, IN
  Plymouth, IN
  Peru, IN
  Logansport, IN
  Warsaw, IN

Other Businesses

1) AKSARBEN WEALTH MANAGEMENT, WINONA LAKE IN, 07/2019. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 5 HR/WK 3 HR/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 08/2019, AS ADVISORY REP OF A RIA. INV REL, 30 HR/WK 30 HR/TRADING 3) KENSINGTON MEDIA, 216 W MARKET ST WARSAW IN, 08/2024, W2 Employee, Radio Broadcasting, NIR, 12 HR/MO 0 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-12-03
• S63 Uniform Securities Agent State Law Examination
  1999-06-07

Other Names

• Andrew Jospeh Manes