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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-10 |
| NJ | RA | APPROVED | 2017-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Lakewood | NJ | 12/2015 | Present |
| Massmutual Life Insurance Co | Lakewood | NJ | 10/2015 | Present |
(1)NAME:YITZCHAK GOLDSMITH, INV REL:Y ADDR:87 FINCHLEY BLVD LAKEWOOD NJ 08701, NATURE:LIFE, GROUP HEALTH, POSITION:SALES/AGENT, START:10/2004, NO HR/MO: 2 NO HR/MO DUR TRADING;2
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-12-11 |
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