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234 1St Street, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2025-12-22 |
Branch Locations
2750 E Cottonwood Parkway Suite 300, Cottonwood Heights, UT 84121 • United States
234 1St Street, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 12/2022 | 03/2024 |
| Board Of Regents Nevada System Of Higher Education | Las Vegas | NV | 05/2021 | 12/2021 |
| Toan Phat | Can Tho | 01/2014 | 01/2021 | |
| University Of Nevada, Las Vegas | Las Vegas | NV | 08/2019 | 12/2021 |
| Unemployed | Las Vegas | NV | 12/2021 | 12/2022 |
| Ohio University | Athens | OH | 08/2017 | 05/2019 |
| St. Anthony's High School | Melville | NY | 01/2016 | 06/2017 |
| Morgan Stanley | Sandy | UT | 04/2025 | 11/2025 |
| Jalux Americas, Inc | Las Vegas | NV | 11/2024 | 02/2025 |
| Arizona State University | Tempe | AZ | 05/2024 | 05/2025 |
| Unemployed | Las Vegas | NV | 03/2024 | 05/2024 |
| Sofi Securities Llc | Cottonwood Heights | UT | 12/2025 | Present |
| Sofi Wealth Llc | Cottonwood Heights | UT | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-03 |
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