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Current Employers
Sofi Wealth Llc

234 1St Street, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-12-22
  • UT RA
    APPROVED
    Since 2025-12-22

Branch Locations

2750 E Cottonwood Parkway Suite 300, Cottonwood Heights, UT 84121 • United States

234 1St Street, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 12/2022 03/2024
Board Of Regents Nevada System Of Higher Education Las Vegas NV 05/2021 12/2021
Toan Phat Can Tho 01/2014 01/2021
University Of Nevada, Las Vegas Las Vegas NV 08/2019 12/2021
Unemployed Las Vegas NV 12/2021 12/2022
Ohio University Athens OH 08/2017 05/2019
St. Anthony's High School Melville NY 01/2016 06/2017
Morgan Stanley Sandy UT 04/2025 11/2025
Jalux Americas, Inc Las Vegas NV 11/2024 02/2025
Arizona State University Tempe AZ 05/2024 05/2025
Unemployed Las Vegas NV 03/2024 05/2024
Sofi Securities Llc Cottonwood Heights UT 12/2025 Present
Sofi Wealth Llc Cottonwood Heights UT 12/2025 Present
  • 12/2022 → 03/2024
    Chandler, AZ
  • 05/2021 → 12/2021
    Board Of Regents Nevada System Of Higher Education
    Las Vegas, NV
  • 01/2014 → 01/2021
    Toan Phat
    Can Tho
  • 08/2019 → 12/2021
    University Of Nevada, Las Vegas
    Las Vegas, NV
  • 12/2021 → 12/2022
    Unemployed
    Las Vegas, NV
  • 08/2017 → 05/2019
    Ohio University
    Athens, OH
  • 01/2016 → 06/2017
    St. Anthony's High School
    Melville, NY
  • 04/2025 → 11/2025
    Sandy, UT
  • 11/2024 → 02/2025
    Jalux Americas, Inc
    Las Vegas, NV
  • 05/2024 → 05/2025
    Arizona State University
    Tempe, AZ
  • 03/2024 → 05/2024
    Unemployed
    Las Vegas, NV
  • 12/2025 → Present
    Sofi Securities Llc
    Cottonwood Heights, UT
  • 12/2025 → Present
    Cottonwood Heights, UT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-03
  • S66 Uniform Combined State Law Examination
    2023-04-03
Other Names
  • Dat S Quach
  • Dat Si Quach

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