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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-02
IL RA APPROVED 2023-07-31
  • TX RA
    APPROVED_RES
    Since 2023-10-02
  • IL RA
    APPROVED
    Since 2023-07-31

Branch Locations

780 N Western Ave, Lake Forest, IL 60045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Carpentersville IL 12/2022 Present
Bank Of America N.A. Carpentersville IL 12/2022 Present
Advoacte Condell Medical Center Libertyville IL 05/2022 07/2022
Amazon Palatine IL 06/2021 09/2021
Advocate Condell Medical Center Libertyville IL 02/2016 10/2018
Unemployed Mundelein IL 07/2022 12/2022
Unemployed Mundelein IL 09/2021 07/2022
Unemployed Woodstock IL 11/2018 06/2021
  • 12/2022 → Present
    Carpentersville, IL
  • 12/2022 → Present
    Bank Of America N.A.
    Carpentersville, IL
  • 05/2022 → 07/2022
    Advoacte Condell Medical Center
    Libertyville, IL
  • 06/2021 → 09/2021
    Amazon
    Palatine, IL
  • 02/2016 → 10/2018
    Advocate Condell Medical Center
    Libertyville, IL
  • 07/2022 → 12/2022
    Unemployed
    Mundelein, IL
  • 09/2021 → 07/2022
    Unemployed
    Mundelein, IL
  • 11/2018 → 06/2021
    Unemployed
    Woodstock, IL
Other Businesses

I*2021304, Entity Type: Entity For Profit Name of OBA: Rest assured properties LLC Address: Mundelein, IL 60060 Investment Related: N Position, Title, Association: General Partner/Managing Member Employee Start Date: 11/01/2024No Hours: 0 No Hours during trading: 0 Duties: equal owner ship in an LLC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-21
  • S66 Uniform Combined State Law Examination
    2023-07-21

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