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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-10
MI RA APPROVED 2024-06-06
  • TX RA
    APPROVED
    Since 2024-07-10
  • MI RA
    APPROVED
    Since 2024-06-06

Branch Locations

290 Town Center Dr, Dearborn, MI 48126 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln Park MI 12/2022 Present
Pnc Bank Kalamazoo MI 02/2017 12/2022
Greenleaf Trust Kalamazoo MI 05/2016 12/2016
Enterprise Rent-A-Car Kalamazoo MI 05/2014 01/2017
Western Michigan University Accounting Department Kalamazoo MI 01/2012 12/2016
  • 12/2022 → Present
    Lincoln Park, MI
  • 02/2017 → 12/2022
    Pnc Bank
    Kalamazoo, MI
  • 05/2016 → 12/2016
    Greenleaf Trust
    Kalamazoo, MI
  • 05/2014 → 01/2017
    Enterprise Rent-A-Car
    Kalamazoo, MI
  • 01/2012 → 12/2016
    Western Michigan University Accounting Department
    Kalamazoo, MI
Other Businesses

Name of the other businessNo actual business - I house hack (Own a duplex that I live in one unit and rent out the other)Whether the business is investment-relatedI collect Rent but it is my primary residence I have not yet moved out so it is somewhat investment related.Address of the other businessDetroit, Mi 48224Nature of the other businessReal EstateYour positionOwner - A rental management company runs the operations currently (Mutual Property Management)Title, or relationship with the other businessOwner (Technically not the landlord since I outsource management to a company)Start date of your relationship11/2020 - 08/2023 I managed myself? ever since it has been the companyApproximate number of hours/month you devote to the other business1 (I may email the management company from time to time but I am hands off on the operations)Number of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessMy only duties consist of communicating with the management company only when needed. Name of the other businessInvesting in my friend's companyWhether the business is investment-relatedLending money to a friend's business for a returnAddress of the other businessSouthfield, MI 48075Nature of the other businessVenture Three PropertiesYour positionNo Position in the companyTitle, or relationship with the other businessLenderStart date of your relationship9/18/23Approximate number of hours/month you devote to the other business0Number of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessI have no duties, simply lending funds for a particular return I* 1200377 For profit or not for profit: Entity For Profit Name of outside business organization: Brandon Johnson Rentals Investment related: no Address of business: Detroit, MI, 48224 Nature of business: Sole Proprietorship Position, title, association: Owner Start date of relationship: 12/01/2022 Number of hours devoted: 1 monthly Number of hours devoted during trading hours: 0 Duties: This is rental property income received from the other unit within the duplex that is my primary residence.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-05
  • S66 Uniform Combined State Law Examination
    2024-06-05

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