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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-11-09 |
Branch Locations
2501 Northampton St, Easton, PA 18045 • United States
4905 W Tilghman St 3Rd Fl [L3-Rbo], Allentown, PA 18104 • United States
249 Rodenbach Ln, Brodheadsville, PA 18322 • United States
64 Welwood Ave, Hawley, PA 18428 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Short Hills | NJ | 10/2009 | 11/2022 |
| Wells Fargo Clearing Services, Llc | Allentown | PA | 11/2022 | Present |
CHILLY WILLY DJ PRODUCTIONS, NOT INV RELATED, SAYLORSBUG, PA, 100% OWNERSHIP, START 6/1/1990, 8 HOURS PER MONTH, ZERO HOURS DURING TRADING, DJ AND EMCEE FOR EVENTS. GRASSROOTS SOCCER; NOT INV RELATED; SAYLORSBURG, PA, REFEREE; START 07/06/2023; 6 HOURS PER MONTH; 0 HOURS PER TRADING; REFEREE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-22 |
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