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Gary Louis Guzzi

Morgan Stanley

Easton, PA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-03-23
PA RA APPROVED 2011-02-03
  • TX RA
    APPROVED_RES
    Since 2012-03-23
  • PA RA
    APPROVED
    Since 2011-02-03

Branch Locations

101 Larry Holmes Drive Suite 301, Easton, PA 18042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Easton PA 06/1999 Present
Morgan Stanley Smith Barney Easton PA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/1999 → Present
    Citigroup Global Markets Inc.
    Easton, PA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Easton, PA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-06-07
S63 Uniform Securities Agent State Law Examination 1999-08-25
  • S65 Uniform Investment Adviser Law Examination
    2004-06-07
  • S63 Uniform Securities Agent State Law Examination
    1999-08-25
Other Names
  • Gary L Guzzi

View on SEC IAPD

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Other Offices

AMICUS FINANCIAL ADVISORS, LLC · Easton, PA
IAM ADVISORY LLC · EASTON, PA
VALOR CAPITAL MANAGEMENT LLC · EASTON, PA
VALOR INVESTMENTS AND PLANNING LLC · EASTON, PA
AMERIPRISE FINANCIAL SERVICES, LLC · Easton, PA
PNC WEALTH MANAGEMENT LLC · PHILLIPSBURG, NJ
VALLEY NATIONAL ADVISERS INC · PHILLIPSBURG, NJ
STATE FARM INVESTMENT MANAGEMENT CORP. · Easton, PA

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