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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-09-25
  • AZ RA
    APPROVED
    Since 2024-09-25

Branch Locations

6401 North Campbell Ave, Tucson, AZ 85718 • United States

20301 North Hayden Road Suite E115, Scottsdale, AZ 85255-5454 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Tempe AZ 12/2022 01/2023
Freedom Mortgage Tempe AZ 09/2019 11/2022
Finis Landing Tucson AZ 09/2013 09/2019
Charles Schwab & Co., Inc. Tucson AZ 01/2023 Present
Charles Schwab Bank, Ssb Tucson AZ 02/2025 Present
  • 12/2022 → 01/2023
    Unemployed
    Tempe, AZ
  • 09/2019 → 11/2022
    Freedom Mortgage
    Tempe, AZ
  • 09/2013 → 09/2019
    Finis Landing
    Tucson, AZ
  • 01/2023 → Present
    Tucson, AZ
  • 02/2025 → Present
    Charles Schwab Bank, Ssb
    Tucson, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-19
S63 Uniform Securities Agent State Law Examination 2023-05-22
  • S66 Uniform Combined State Law Examination
    2024-09-19
  • S63 Uniform Securities Agent State Law Examination
    2023-05-22
Designations

View on SEC IAPD

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