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Pedro G Dominguez

Francis LLC

Brookfield, WI

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Current Employers
Francis Llc

19435 W. Capitol Drive, Brookfield, WI 53045 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-03-09
MN RA APPROVED 2023-03-09
WI RA APPROVED 2023-03-09
  • CO RA
    APPROVED
    Since 2023-03-09
  • MN RA
    APPROVED
    Since 2023-03-09
  • WI RA
    APPROVED
    Since 2023-03-09

Branch Locations

19435 W. Capitol Drive, Brookfield, WI 53045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Francis Investment Counsel Llc Brookfield WI 11/2022 Present
Quartz Health Solutions Sauk City WI 05/2013 11/2022
  • 11/2022 → Present
    Francis Investment Counsel Llc
    Brookfield, WI
  • 05/2013 → 11/2022
    Quartz Health Solutions
    Sauk City, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-09
  • S65 Uniform Investment Adviser Law Examination
    2023-03-09
Other Names
  • Pedro G Dominguez Hernandez

View on SEC IAPD

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Thomas James Berkholtz
Heather Christine Shutta
Jeffrey Lynn Stanich
Clayton Joel Beilfuss
Logan Alexander Kepler

Other Offices

ANNEX WEALTH MANAGEMENT, LLC · BROOKFIELD, WI
RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI
ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI

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