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Eugene Louis Rodriguez

Mml Investors Services, LLC

Tampa, FL

CRD 5168758

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-04-07
TX RA APPROVED 2022-10-20
FL RA APPROVED 2017-03-25
  • KS RA
    APPROVED
    Since 2025-04-07
  • TX RA
    APPROVED
    Since 2022-10-20
  • FL RA
    APPROVED
    Since 2017-03-25

Branch Locations

2502 N. Rocky Point Drive Suite 695, Tampa, FL 33607 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Tampa FL 06/2006 03/2017
Mml Investors Services, Llc Tampa FL 03/2017 Present
Massmutual Life Insurance Company Tampa FL 07/2016 Present
  • 06/2006 → 03/2017
    Metlife Securities Inc
    Tampa, FL
  • 03/2017 → Present
    Tampa, FL
  • 07/2016 → Present
    Massmutual Life Insurance Company
    Tampa, FL
Previous Registrations
  • 2008-09-02 → 2017-03-25
    Msi Financial Services, Inc.
    Tampa, FL
Other Businesses

(1)NAME: EUGENE & CANDICE RODRIGUEZ INV REL: Y ADDR: AT RESIDENTIAL ADDR NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START: 05/01/2017 NO HRS: 5 NO HRS DUR TRADING: 2. (2)NAME: EUGENE RODRIGUEZ INV REL: Y ADDR: 2502 N. ROCKY POINT DRIVE, SUITE 695, TAMPA, FL 33607 NATURE: INDIVIDUAL LIFE, HEALTH, GROUP HEALTH, ACCIDENT, FIXED ANNUITY, & LTC POSITION: AGENT START: 06/2006 NO HRS: 10 NO HRS DUR TRADING: 1.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-08-18
S65 Uniform Investment Adviser Law Examination 2008-08-25
  • S63 Uniform Securities Agent State Law Examination
    2014-08-18
  • S65 Uniform Investment Adviser Law Examination
    2008-08-25
Designations
  • Certified Financial Planner
Other Names
  • Eugene Rodriguez

View on SEC IAPD

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