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Michael James Hall

Sapient Capital LLC

Indianapolis, IN

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Current Employers
Sapient Capital Llc

401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-02-17
  • IN RA
    APPROVED
    Since 2023-02-17

Branch Locations

401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Indianapolis IN 06/2006 02/2023
Sapient Capital Llc Indianapolis IN 02/2023 Present
Previous Registrations
Other Businesses

1. ASPIRE INDIANA, INC.; BOARD MEMBER, INVESTMENT COMMITTEE, AND FINANCE COMMITTEE;12 HOURS PER QUARTER; DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-31
  • S66 Uniform Combined State Law Examination
    2008-07-31
Designations

View on SEC IAPD

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NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
NORTHWEST FINANCIAL SERVICES INC · Indianapolis, IN
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